Risk and Compliance Officer (Banking)

Risk and Compliance Officer (Banking)

Location: Central London (Office Based)

Salary: circa £35k + Excellent Benefits

Our client is a leading foreign bank, they are recruiting a Risk and Compliance Officer to join their team.

This role will report into the Compliance Manager and support the department with all compliance reporting and monitoring.

The Role:

The Risk and Compliance Officer role will assist in mitigating the regulatory compliance risks inherent in the bank's Business.

Support and contribute to a positive Regulatory compliance culture within the bank.


* Report any deficiencies in the Bank's policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department.
* Analyse and keep up to date with regulatory changes and new rules from the FCA, PRA and PSR and educate the business on these.
* Contribute to the enhancement of the Bank's risk based approach to Compliance Monitoring.
* Propose amendments and enhancements to policy and procedures and implement these amendments and enhancements.
* Report any breaches in the Bank's policies or procedures and any Regulatory breaches.
* Assisting in the production of Compliance reports to be reviewed at Senior Management and Board Director level.

Experience Required:

* Previous experience working as a Risk Officer, Risk & Compliance officer or in a similar role within a Bank
* Financial Services experience.
* Knowledge and understanding of the FCA handbook and the PRA Rulebook.
* Strong numeric and analytical skills.
* Advanced Microsoft Office skills, particularly Excel.
* Excellent communication skills, both written and oral.


* Generous Pension
* Private Medical
* Life Assurance
* Season Ticket Loan
* Gym Membership
* Career Development

Important Information: We endeavour to process your personal data in a fair and transparent manner.

In applying for this role, Additional Resources will be acting in your best interest and may contact you in relation to the role, either by email, phone or text message.

For more information see our Privacy Policy on our website.

It is important you are aware of your individual rights and the provisions the company has put in place to protect your data.

If you would like further information on the policy or GDPR please contact us.

Additional Resources Ltd is an Employment Business and an Employment Agency as defined within The Conduct of Employment Agencies & Employment Businesses Regulations 2003.


  • Location: Central London, England
  • Salary: £35000 - £35000 Per Annum
  • Type: Permanent
  • Recruiter: Additional Resources Ltd.
  • Posted: 15-Nov-2023
  • Posted on: careers4a.com