Compliance Assistant Apprenticeship

Key Responsibilities

Assist the Head of Compliance in managing all FCA-related queries from internal teams and external motor dealers Support dealers with applications and queries regarding FCA permissions Monitor day-to-day compliance across the organisation and escalate issues where appropriate Assist with the logging, investigation, and resolution of customer complaints in line with FCA guidelines Maintain accurate records of compliance activities, audits, and reports Help ensure policies, procedures, and documentation remain up to date and fit for purpose Contribute to staff training initiatives and the promotion of a strong compliance culture

Training:
Level 3 Financial Service Administer (FSA)  Theory classes 1 day per week online with tutor  Practical every 4 weeks face to face with tutor 

Training Outcome:
Quorum Fleet Solutions Ltd (Q-Finance) is a dynamic and growing motor finance brokerage, providing tailored funding solutions for dealerships and customers across the UK We are committed to maintaining the highest standards of regulatory compliance and customer care in line with FCA requirements

Employer Description:
Sick of scrolling through endless car finance options? We hear you. At Q-Finance, we make vehicle financing easy, smart, and stress-free. Our team of finance experts is here to guide you through every step - from first click to final key turn.

Working Hours :
Monday - Friday, 9.00am - 6.00pm

Skills:
IT skills,Attention to detail,Organisation skills,Customer care skills