Senior Oversight Analyst, Financial Crime

Job Description:
Our client, a global asset management house, are in the market for a Senior Oversight Analyst to join their Anti-Financial Crime team in Edinburgh.

In this role you will support the Anti-Financial Crime function to deliver regulatory responsibilities through effective oversight and reporting.

This role will involve analysing data and MI to inform implementation of an appropriate oversight framework and use this data/MI to continually refresh the approach to this, and undertake oversight, based on the agreed framework to ensure that key risks are being effectively mitigated.

This is an excellent opportunity to join a successful company and take on a varied role.

Essential Skills/Experience:

Extensive experience of risk and controls oversight/assurance
Experience of working within a similar Anti-Financial Crime function
Experience engaging with a broad range of teams and seniority levels.
Self-starter, problem solver, with a drive for continuous improvement
Keen eye for detail, identifying trends, and investigating root causes.
Ability to identify deficiencies/gaps in process and control frameworks in conjunction with Group Policy standards.
Good communication skills

Core Responsibilities:
Undertake oversight reviews of:
Transfer Agents

International Offices
Thematic areas identified from data analysis (based on risk mitigation/control effectiveness/incidents)

Work closely with the Anti-Financial Crime management team in relation to Management Control Testing, the Compliance Monitoring team, Business Risk, and Internal Audit.
Use data/MI to conduct oversight of control effectiveness and provide oversight reporting
Participate in financial crime meetings or presentations, with engagement at various levels of seniority.
Support establishment and maintenance of Key Risk Indicators and Anti-Financial Crime Oversight Metrics.
Tracking of activity across the Anti Financial Crime framework, escalating any issues for resolution, including incidents and breaches.

Undertaking deep dive analysis to identify any thematic risks/issues which should be considered by the relevant areas to maintain efficient and effective Anti-Financial Crime systems and controls.


A highly competitive salary
Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 15154
To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.


  • Location: Edinburgh, Scotland
  • Salary:
  • Type: Permanent
  • Recruiter: Core-Asset Consulting Ltd
  • Posted: 11-Jan-2023
  • Posted on: