Business Administration apprenticeship
You’ll assist with monitoring processes, reviewing documentation, and helping to identify and manage risks
Day-to-day, you’ll be involved in tasks such as checking customer information, supporting compliance checks, maintaining records, and helping with training and reporting
This is a hands-on role where you’ll learn about FCA regulations, data protection, and best practice in financial services, all while developing your professional skills in a friendly, team-focused environment
Familiarise self with, and comply with, the FCA Conduct Rules
Support the Compliance Team with creation, improvement and implementation of compliance and risk policies and procedures
Review new and updated processes to ensure effective compliance and risk controls
Maintain the risk register
Monitor adherence to process and policies to protect the business from compliance issues
Ensure good customer outcomes are delivered
Help the business identify and mitigate fraud and record findings
Run through MI with the Manager/s in the business as required
Assist Learning & Development with the development and implementation of induction and ongoing compliance training programmes for all employees
Assist with the develop a risk training programme in association with the Learning & Development Manager, as required
Conduct call monitoring on a regular basis and carry out further sampling on a risk based basis
Record results of call monitoring and highlight any training requirements/areas of concern in a report suitable for management review
Conduct call monitoring as part of complaint investigations and record the findings
Review applications for all new introducers
Raise agreements for all newly approved introducers
Regularly review existing introducers to ensure that they have the appropriate regulatory permissions, including FCA and ICO and notify the SMF16 & 17 of any changes
Assist with preparation for lender and external compliance audits / reviews and collate information as required
Gather internal information in response to regulatory requests and FCA Returns i.e. GABRIEL
Review and respond to enquiries / complaints relating to commission disclosures and the use of discretionary commission arrangements to customers and CMCs
Remain up to date with FCA and the FOS decisions with regards to commission complaints
Review customer complaints and support management with ensuring that ownership is taken with the complaints and provide resolutions, when appropriate
Ensure that complaint records are kept up to date and send final response letters when complaints have been closed, whether upheld or not
Take ownership of further training opportunities for handling complaints and support Learning & Development with the implementation of complaints training with the wider team
Training:
The apprenticceship will be totally workbased. The assessor will visit you in the workplace, on average once every 2 weeks.
Training Outcome:
Possible permanent position at Oracle Finance
Employer Description:
Oracle Car Finance is one of the UK’s most trusted independent specialist car finance brokers and winner of Best Specialist Car Finance Provider for five of the last six years. We work with a panel of 20+ lenders to offer personalised Hire Purchase, PCP, refinance and equity release finance for cars from £25,000–£multi-million.
Working Hours :
Monday - Friday, 9.00am - 5:30pm, with a 1 hour lunch break.
Skills:
Communication skills,Attention to detail,Risk Averse,Good grasp of English