Investments Compliance Manager

INVESTMENTS COMPLIANCE MANAGER
LONDON – 3 DAYS A WEEK WORK FROM HOME
UP TO £75,000 + PROGRESSION + FANTASTIC BENEFITS

My client are a market leading Compliance Consultancy who support their clients across the financial services sector.

They work with some fantastic clients ranging from SMEs and start ups to large corporates! Due to continued success and expansion, they are now looking for an experienced Investments Compliance Manager to join their Investments team.
As the Investments Compliance Associate you will work as part of the Investments Compliance Team to deliver compliance solutions to a range of clients, working on multiple projects simultaneously and getting involved with a varied workload.
This is a fantastic opportunity for an individual from a Senior Compliance Associate / Compliance Consultant / Compliance Manager / Investment Compliance Manager role within Investments who is looking to join a growing, forward-thinking business who offer excellent career progression!
Key Responsibilities:

Delivering proposals to potential clients
Providing technical support and guidance to clients and the wider team
Providing detailed audit reports, making suggestions and recommendations to clients
Conducting client training and meetings
Developing compliance policies and procedures
Maintaining up to date knowledge of FCA regulatory rules including Financial Crime Prevention, Market Abuse, Conflicts of Interest, Personal Account Dealing, Inducements, Financial Promotions and Training and Competence and other areas applicable to AIFMD and MiFID
Conducting client file reviews

Key Skills & Experience:

Ideally from a Senior Compliance Associate / Compliance Consultant / Compliance Manager / Investment Compliance Manager role within Investments
Certificates in financial investments such as CIDI IAD, PCIAM or equivalent
Diploma in financial investments such as CISI IAD, PCIAM or equivalent
Diploma in Investment Compliance
Excellent communication and time management skills at all levels
Excellent administration and telephone skills
An organised individual who can work under pressure and produce work to the standard required
Computer literate and aptitude in Microsoft Office

APPLY NOW: Interviews for this position are available immediately, so please apply ASAP to avoid disappointment.

Get Recruited is acting as an Employment Agency in relation to this vacancy.


  • Location: London, England
  • Salary: £60000 - £75000 per annum + Hybrid + Benefits + Progression
  • Type: Permanent
  • Recruiter: GetRecruited UK Ltd
  • Posted: 22-Apr-2022
  • Posted on: careers4a.com