Compliance Associate

Job Description:

Our client, a global financial services firm, have an excellent opportunity for an experienced Compliance Associate to join their Edinburgh team on an initial 6-month contracted basis.

Essential Skills/Experience: Background in Compliance or Law and an understanding of UCITS, AIFMD and the Irish regulatory environment.

Core Responsibilities: Coordinate and prepare regulatory filings such as the CBI’s annual Fitness and Probity, Fund Profile returns, FDI Reporting. Contribute and advise on the design of compliance controls, policies and procedures to enable the company to align with relevant existing and upcoming regulations and supervisory expectations. Contribute to the creation of management reporting to senior management and relevant boards. Assist in maintaining the Ireland compliance policies and manual. Manage access permissions to the Central Bank Portal. Conduct Horizon Scanning to identify regulatory and legislative developments and assess their applicability and impact to the Company. Perform ad-hoc testing of the business’ adherence to specific compliance requirements, recommending improvements, as required, and collaborating with the business to action those improvements as appropriate. Advise on the implementation and maintenance of the Individual Accountability Framework. Contribute to responses to the CBI’s requests for information, inspections, interviews and work collaboratively with key partners.

Benefits: A highly competitive salary Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 15888

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

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