Compliance Administrator Apprentice - Essex

The main duties for the Trainee Compliance Administrator apprentice are to learn and assist the Compliance team with the following:

Day-to-day compliance monitoring and data input to produce Key Performance Indicators Ensure that policies, procedures and standards are implemented within the office; assist in the delivery of training as required Develop and maintain strong relationships with all employees and provide appropriate advice on compliance matters; refer issues to line management Monitor changes to U.K. legislation and rules affecting the firm's business and advise management and staff of the implications of these changes Recommend improvements where appropriate and ensure that compliance manual and policies and procedures are kept up-to-date in light of developing legislation Coordinate and participate in any regulatory examinations as needed Assist and undertake compliance monitoring, audits and risk assessments Assist the Compliance Team in maintaining Compliance policies and procedures Assist in Compliance training for new starters, starter packs HR documentation Maintain records of all compliance record keeping Assist in the preparation of regulatory reporting returns within set timeframes Assist in preparation of the risk monitoring reports

Training:
Compliance and Risk Officer Level 3 Apprenticeship Standard

Training Outcome:
This may lead to a permanent position with employer and future progression

Employer Description:
Bower is more than one of the most established and recognised independent companies in the equity release advice space. With advisers based all over the UK, we’re a dynamic group of financial experts who thoroughly understand the market, the economy and the latest regulations – and, most importantly, we know how to use this knowledge and expertise to help you get to where you want to be.  Each of our expert advisers work tirelessly to make sure you receive the highest quality financial guidance and support – without any pressure to proceed. In fact, we would rather advise you not to go ahead than provide you with the wrong product or service.  We want to make sure you always feel in control of the decisions you’re making, and the financial path you’re forging for yourselves and your families. We want you to feel unwaveringly confident in your choices, regardless of whether the right route includes an equity plan or another more suitable home finance product. We’ll be with you every step of the way to discuss your options on your terms, at your preferred pace, in a way that makes you feel comfortable, reassured, and heard. 

Working Hours :
Monday - Friday, Shifts to be confirmed.

Skills:
Attention to detail,Organisation skills,Administrative skills